Ka Kin Law
羅家健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Law (羅家健), a licensed former licensee with CE reference ABS264. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Algo Finance Group Limited 時富量化金融集團有限公司 |
RO | Type 9 — Asset management | 2016-06-08 | 2018-06-29 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-14 | 2016-06-02 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2015-04-14 | 2016-06-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-25 | 2016-06-02 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-25 | 2015-04-14 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-25 | 2015-04-14 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 — Advising on securities | 2010-10-05 | 2014-11-30 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 — Asset management | 2010-10-05 | 2014-11-30 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-01 | 2010-10-05 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 — Asset management | 2010-09-01 | 2010-10-05 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2008-11-07 | 2010-07-03 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 9 — Asset management | 2008-11-07 | 2010-07-03 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-23 | 2010-07-03 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2008-01-23 | 2010-07-03 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-23 | 2010-07-03 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-01-23 | 2010-07-03 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2007-01-18 | 2010-07-03 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2007-01-18 | 2010-07-03 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-09-08 | 2010-07-03 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 9 — Asset management | 2005-09-08 | 2010-07-03 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-11-13 | 2004-11-05 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 7 — Providing automated trading services | 2003-11-13 | 2004-02-19 |
| CASH Research Limited 時富證券研究有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-05 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-05 |
| Celestial Finance Limited 時富財務有限公司 |
RO | Type 8 — Securities margin financing | present | 2004-01-20 |