Shuk Fong Wong
王淑芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Fong Wong (王淑芳), a licensed former licensee with CE reference ABS415. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-13 | 2015-01-06 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-13 | 2015-01-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-06 | 2011-10-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-10-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |