Suk Yee Lai
黎淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Yee Lai (黎淑儀), a licensed former licensee with CE reference ABS417. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-30 | 2025-06-19 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-02 | 2022-09-22 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2019-09-30 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-11 | 2019-09-30 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-06 | 2017-07-31 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-06 | 2017-07-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2011-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-09-23 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |