Ricky Pui Man Lo
魯沛文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Pui Man Lo (魯沛文), a licensed Responsible Officer with CE reference ABT327. Currently licensed at 2 firm(s): Fulbright Futures Limited, Fulbright Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-09-07 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-01 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 — Advising on securities | 2018-03-01 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-17 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-01 | 2014-06-17 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-01 | 2018-03-01 |