Chin Yiu
姚遷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Yiu (姚遷), a licensed Responsible Officer with CE reference ABT537. Currently licensed at 1 firm(s): Pureheart Capital Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-24 | present |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-06-24 | present |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 9 — Asset management | 2013-06-24 | present |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-14 | 2013-06-13 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 4 — Advising on securities | 2004-01-20 | 2013-06-13 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
RO | Type 9 — Asset management | 2004-01-20 | 2013-06-13 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-01 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | present | 2003-09-01 |