Yu Lap Tang
鄧予立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Lap Tang (鄧予立), a licensed former licensee with CE reference ABU658. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-04-09 | 2010-08-19 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-04-09 | 2010-08-19 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 9 — Asset management | 2009-04-09 | 2010-08-19 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-11-27 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-11-27 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2008-11-27 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2008-11-27 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-08 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2008-11-27 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-03-08 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2008-11-27 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-08 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 9 — Asset management | present | 2008-11-27 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 9 — Asset management | present | 2004-03-08 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-03-08 |