Jinny Yi Han Mok
莫綺嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinny Yi Han Mok (莫綺嫻), a licensed former licensee with CE reference ABV647. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-04-22 | 2015-12-04 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
RO | Type 9 — Asset management | 2008-04-22 | 2015-12-04 |
| Ceres Capital Limited 昱豐融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-05-16 | 2022-07-27 |
| AMS Capital Limited 博資有限公司 |
RO | Type 4 — Advising on securities | present | 2007-04-16 |
| AMS Capital Limited 博資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-04-16 |
| AMS Capital Limited 博資有限公司 |
RO | Type 9 — Asset management | present | 2007-04-16 |