Audrey Wang
王允默
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Audrey Wang (王允默), a licensed Responsible Officer with CE reference ABW094. Currently licensed at 1 firm(s): ALPS Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
RO | Type 1 — Dealing in securities | 2013-11-20 | present |
| ALPS Capital Management Limited |
RO | Type 4 — Advising on securities | present | present |
| ALPS Capital Management Limited |
RO | Type 9 — Asset management | present | present |
| ALPS Capital Management Limited |
RO | Type 6 — Advising on corporate finance | present | 2004-06-25 |