Kam Yin Law
羅金燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yin Law (羅金燕), a licensed former licensee with CE reference ABW450. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-07-07 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-13 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-13 |
| China Point Stock Brokers Limited 中方證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-13 |