Wallace Chong Keung Woo
胡壯強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wallace Chong Keung Woo (胡壯強), a licensed former licensee with CE reference ABX326. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-14 | 2025-03-31 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-08-14 | 2025-03-31 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 9 — Asset management | 2019-08-14 | 2025-03-31 |
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-06 | 2019-07-31 |
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 4 — Advising on securities | 2018-08-06 | 2019-07-31 |
| Nivalis Partners Limited 利華信有限公司 |
RO | Type 9 — Asset management | 2018-08-06 | 2019-07-31 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-12 | 2018-08-06 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-12 | 2018-08-06 |
| Nivalis Partners Limited 利華信有限公司 |
Rep | Type 9 — Asset management | 2018-06-12 | 2018-08-06 |