Shui Gee Lucy Lu
呂瑞芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Gee Lucy Lu (呂瑞芝), a licensed Representative with CE reference ABY156. Currently licensed at 1 firm(s): AFG Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AFG Securities Limited 高鉦証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-06 | present |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-11-01 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-07 |