Winnie Sin Kwan Au
區倩筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Sin Kwan Au (區倩筠), a licensed former licensee with CE reference ABY624. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-15 | 2024-03-04 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-04 | 2024-03-04 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-18 | 2017-09-30 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-11 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-11 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-11 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 9 — Asset management | present | 2004-11-11 |