Wai Ching Au
區惠貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Au (區惠貞), a licensed Representative with CE reference ABY888. Currently licensed at 1 firm(s): Zhongrong PT Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-03 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-03 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-27 | present |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-08-28 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2010-08-21 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-29 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |