David Wayne Wilkinson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wayne Wilkinson, a licensed Responsible Officer with CE reference ABZ070. Currently licensed at 1 firm(s): Wealth Management Group Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Group Limited | RO | Type 9 — Asset management | 2007-02-02 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-27 | 2006-08-01 |
| Private Capital Limited |
Rep | Type 4 — Advising on securities | 2004-07-22 | 2005-10-07 |
| Private Capital Limited |
Rep | Type 9 — Asset management | 2004-07-22 | 2005-10-07 |
| Private Capital Limited |
RO | Type 4 — Advising on securities | 2003-09-15 | 2004-07-22 |
| Private Capital Limited |
RO | Type 9 — Asset management | 2003-09-15 | 2004-07-22 |
| Private Capital Limited |
Rep | Type 4 — Advising on securities | 2003-04-24 | 2003-09-15 |
| Private Capital Limited |
Rep | Type 9 — Asset management | 2003-04-24 | 2003-09-15 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2003-04-17 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2003-04-17 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-04-17 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2003-04-17 |