Kai Ngai Lo
羅啟藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ngai Lo (羅啟藝), a licensed Responsible Officer with CE reference ABZ222. Currently licensed at 1 firm(s): JT Capital Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-01-08 | present |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 9 — Asset management | 2026-01-08 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-07-26 | 2024-06-10 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-07-26 | 2024-06-10 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-04-04 | 2024-06-10 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-04-04 | 2024-06-10 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-03 | 2024-06-10 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-03 | 2024-06-10 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-01-03 | 2024-06-10 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-01-03 | 2024-06-10 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-25 | 2013-02-15 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-14 | 2013-02-15 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-06-14 | 2013-02-15 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2010-06-14 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-22 | 2010-06-14 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-03-26 | 2010-03-12 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-22 | 2010-03-12 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-12-22 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2010-03-12 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-07-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-07-29 |