Kwok Kwong Mok
莫國光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kwong Mok (莫國光), a licensed former licensee with CE reference ABZ459. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-26 | 2024-11-01 |
| Hantec Futures Limited 亨達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-03-26 | 2024-11-01 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-07 | 2019-03-26 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-07 | 2019-03-26 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-09 | 2018-11-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-09 | 2018-11-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-18 | 2017-11-09 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-18 | 2017-11-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-19 | 2017-08-07 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-19 | 2017-08-07 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-12-13 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-12-13 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-12 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-12 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-12 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-12 |