Shiu Man Chu
朱兆文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Man Chu (朱兆文), a licensed Responsible Officer with CE reference ABZ536. Currently licensed at 2 firm(s): Chong Hing Securities Limited, Chong Hing Commodities And Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-01-11 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-11 |