Chik Pan
潘稷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chik Pan (潘稷), a licensed Responsible Officer with CE reference ABZ886. Currently licensed at 1 firm(s): Astrum Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-09-19 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-06 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-06-06 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 9 — Asset management | 2007-06-06 | present |
| Blossomhill Investment Limited 豐碩投資有限公司 |
RO | Type 9 — Asset management | 2010-03-04 | 2013-11-01 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | 2006-07-17 | 2007-04-13 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | 2006-07-17 | 2007-04-13 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2007-04-13 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2007-04-13 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2004-11-01 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-11-01 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-11-01 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2004-11-01 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2004-11-01 |