Ka Leung Au
區家良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Leung Au (區家良), a licensed Responsible Officer with CE reference ABZ887. Currently licensed at 1 firm(s): Nexus Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Asset Management Limited 港匯資本有限公司 |
RO | Type 4 — Advising on securities | 2024-12-09 | present |
| Nexus Asset Management Limited 港匯資本有限公司 |
RO | Type 9 — Asset management | 2024-12-09 | present |
| Greenfield Asset Management Limited 景源資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-07 | 2024-06-01 |
| Greenfield Asset Management Limited 景源資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-16 | 2022-02-07 |
| AIM Capital Consortium Limited | Rep | Type 4 — Advising on securities | 2021-08-04 | 2021-08-31 |
| AIM Capital Consortium Limited | Rep | Type 9 — Asset management | 2021-08-04 | 2021-08-31 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-08 | 2021-01-31 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-08 | 2021-01-31 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-20 | 2019-07-03 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 9 — Asset management | 2018-09-20 | 2019-07-03 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2013-10-18 | 2018-08-26 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 — Asset management | 2013-10-18 | 2018-08-26 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-22 | 2013-10-10 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 9 — Asset management | 2012-03-22 | 2013-10-10 |
| Success Power Investment Limited 成峰投資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-07-27 |
| Success Power Investment Limited 成峰投資有限公司 |
RO | Type 9 — Asset management | present | 2005-07-27 |