Siu Hong Lam

林少康
CE No. ACA526 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hong Lam (林少康), a licensed Responsible Officer with CE reference ACA526. Currently licensed at 1 firm(s): DL Family Office (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
DL Family Office (HK) Limited
德林家族辦公室(香港)有限公司
RO Type 4 — Advising on securities 2016-08-30 present
DL Family Office (HK) Limited
德林家族辦公室(香港)有限公司
RO Type 9 — Asset management 2015-07-23 present
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
Rep Type 4 — Advising on securities 2014-11-20 2015-07-22
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
Rep Type 1 — Dealing in securities 2014-05-28 2014-06-20
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
Rep Type 4 — Advising on securities 2014-05-28 2014-06-20

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