David Kenneth Post
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kenneth Post ( ), a licensed former licensee with CE reference ACA578. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wharton Investment Advisors Limited |
RO | Type 1 — Dealing in securities | present | 2004-03-22 |
| Wharton Investment Advisors Limited |
RO | Type 4 — Advising on securities | present | 2014-09-30 |
| Wharton Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | present | 2014-09-30 |
| Wharton Investment Advisors Limited |
RO | Type 9 — Asset management | present | 2014-09-30 |