Maria Nancy Valiente
施蓮茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maria Nancy Valiente (施蓮茜), a licensed Responsible Officer with CE reference ACB486. Currently licensed at 1 firm(s): XCap Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-22 | present |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-22 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-07 | present |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-07 | 2022-06-22 |
| XCap Partners Limited 睿本國際有限公司 |
RO | Type 4 — Advising on securities | 2021-07-07 | 2022-06-22 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-17 | 2021-07-07 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-17 | 2021-07-07 |
| XCap Partners Limited 睿本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-02-17 | 2021-07-07 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2020-09-30 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2017-07-27 | 2020-09-30 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2012-02-09 | 2020-09-30 |