Stephen C Kay Sze
施頌基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen C Kay Sze (施頌基), a licensed former licensee with CE reference ACC196. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-20 | 2018-05-31 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-20 | 2018-05-31 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-14 | 2018-02-20 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 4 — Advising on securities | 2016-01-14 | 2018-02-20 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-04-20 | 2014-05-15 |