David Wai Loh

陸偉
CE No. ACC359 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wai Loh (陸偉), a licensed Responsible Officer with CE reference ACC359. Currently licensed at 1 firm(s): D.J. Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.

More firms doing Dealing in securities →More firms doing Advising on securities →

Licence history

FirmRoleRegulated activityFromTo
D.J. Securities Limited
申新證券有限公司		 RO Type 1 — Dealing in securities present present
D.J. Securities Limited
申新證券有限公司		 RO Type 4 — Advising on securities present present
D.J. Securities Limited
申新證券有限公司		 RO Type 6 — Advising on corporate finance present 2004-11-30
D.J. Securities Limited
申新證券有限公司		 RO Type 9 — Asset management present 2004-11-30

Related