Yu Wen Chang
張聿文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wen Chang (張聿文), a licensed former licensee with CE reference ACC583. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-20 | 2017-06-30 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-20 | 2017-06-30 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-20 | 2017-06-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-09-25 | 2010-06-07 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-09-25 | 2010-06-07 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2006-08-31 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | present | 2006-08-31 |