Nitin Birla
白耐恬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nitin Birla (白耐恬), a licensed former licensee with CE reference ACD537. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Heirloom Capital Limited |
RO | Type 4 — Advising on securities | 2021-05-21 | 2026-04-30 |
| Heirloom Capital Limited |
RO | Type 9 — Asset management | 2021-05-21 | 2026-04-30 |
| Carrington Asset Management Limited | RO | Type 9 — Asset management | 2016-12-01 | 2019-05-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-01-27 | 2015-01-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-23 | 2015-01-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-23 | 2015-01-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-23 | 2015-01-14 |