Spencer Kwong Tim Lam
林廣添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spencer Kwong Tim Lam (林廣添), a licensed former licensee with CE reference ACE533. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Wah Securities Limited 大華證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-11-06 |
| Tai Wah Securities Limited 大華證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-06 |
| Tai Wah Securities Limited 大華證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-06 |
| Tai Wah Securities Limited 大華證券有限公司 |
RO | Type 9 — Asset management | present | 2003-11-06 |