Charles Lee Schmitt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Lee Schmitt ( ), a licensed former licensee with CE reference ACH211. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schmitt & Associates Limited |
RO | Type 4 — Advising on securities | present | 2005-02-05 |
| Charles Schmitt & Associates Limited |
RO | Type 9 — Asset management | present | 2005-02-05 |