David Siu Kee Ho
何紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Siu Kee Ho (何紹基), a licensed Responsible Officer with CE reference ACH269. Currently licensed at 1 firm(s): COS-Capital Hong Kong International Co. Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 35.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| COS-Capital Hong Kong International Co. Limited |
RO | Type 1 — Dealing in securities | 2026-02-11 | present |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 4 — Advising on securities | 2026-02-11 | present |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 9 — Asset management | 2026-02-11 | present |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-12 | 2024-11-11 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-12 | 2024-11-11 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-12 | 2024-11-11 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-13 | 2023-10-13 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-13 | 2023-10-13 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 — Asset management | 2023-10-13 | 2023-10-13 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-13 | 2024-03-01 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 — Advising on securities | 2023-10-13 | 2024-03-01 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 — Asset management | 2023-10-13 | 2024-03-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-04 | 2023-03-22 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-04 | 2023-03-22 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-18 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-18 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-03 | 2018-01-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-03 | 2018-01-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-17 | 2021-01-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-30 | 2017-04-03 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-30 | 2017-04-03 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-07 | 2014-06-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-08 | 2014-06-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-13 | 2011-08-08 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2008-04-23 | 2014-02-12 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-31 | 2006-11-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-12-08 | 2006-11-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-21 | 2006-08-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-21 | 2004-12-08 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-06-24 | 2004-10-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-20 | 2004-10-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-02-20 | 2004-06-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-02-20 | 2004-10-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-08 | 2004-02-20 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-05-07 | 2003-08-07 |