Frances Wai Chun Szeto
司徒惠珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Wai Chun Szeto (司徒惠珍), a licensed Responsible Officer with CE reference ACH636. Currently licensed at 1 firm(s): Alphamax Asset Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-12-30 | present |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-12-07 | 2016-12-30 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 9 — Asset management | 2016-08-19 | 2016-09-05 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-11 | 2016-05-06 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
RO | Type 9 — Asset management | present | 2012-06-01 |