Stephen Yau Lee Lau
劉有利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Yau Lee Lau (劉有利), a licensed former licensee with CE reference ACH984. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-01-17 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-28 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-25 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-25 |