Tat Kwong Liu
廖達光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Kwong Liu (廖達光), a licensed former licensee with CE reference ACI602. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-14 | 2021-09-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2021-09-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-31 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-31 |