Wai Fun Lee
李慧芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fun Lee (李慧芬), a licensed former licensee with CE reference ACK112. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 4 — Advising on securities | 2025-09-30 | 2026-05-01 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 9 — Asset management | 2025-09-30 | 2026-05-01 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-07 | 2025-09-08 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-07 | 2025-09-08 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 9 — Asset management | 2023-11-07 | 2025-09-08 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-29 | 2023-05-31 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 — Advising on securities | 2019-03-29 | 2023-05-31 |
| HF Asset Management Limited 匯福資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-15 | 2019-02-01 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-14 | 2019-02-01 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-14 | 2019-02-01 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-25 | 2016-09-14 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-25 | 2016-09-14 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-08 | 2016-06-22 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-21 | 2016-06-22 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-30 | 2016-06-22 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-04-03 | 2016-06-22 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2004-11-18 |