Kwok Hoi Poon
潘國海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hoi Poon (潘國海), a licensed former licensee with CE reference ACK817. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-02 | 2022-01-10 |
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-29 | 2022-01-10 |
| Yew Tree Limited 紫杉樹有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-26 | 2019-07-29 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-03 | 2019-04-17 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-12 | 2019-03-26 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-03-26 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2019-03-26 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-17 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-17 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-17 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-17 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-17 |