Xinzhong Li
李新中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinzhong Li (李新中), a licensed former licensee with CE reference ACL026. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2005-03-15 | 2008-03-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-15 | 2008-03-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-29 | 2005-03-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-29 | 2005-03-15 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 4 — Advising on securities | 2003-11-10 | 2004-06-15 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-11-10 | 2004-06-15 |