Yiu Chung Chan
陳耀宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Chung Chan (陳耀宗), a licensed former licensee with CE reference ACM222. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-28 | 2008-08-20 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-08-28 | 2008-08-20 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-25 | 2006-08-28 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-25 | 2006-08-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2006-01-20 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-01-20 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2005-08-03 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-15 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |