Yau Ha Lam
林幼霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Ha Lam (林幼霞), a licensed Representative with CE reference ACM353. Currently licensed at 2 firm(s): CES Commodities (HK) Limited , Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-19 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-18 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-12-31 | 2025-06-20 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-16 |