Ivan Pik Yin Chan

陳碧賢
CE No. ACM640 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Pik Yin Chan (陳碧賢), a licensed former licensee with CE reference ACM640. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Lumineux Securities Limited
世傳證券有限公司
RO Type 1 — Dealing in securities 2020-02-27 2020-06-23
Supreme China Securities Limited
智華證券有限公司
RO Type 1 — Dealing in securities 2015-09-23 2016-04-13
Oriental Wealth Securities Limited
東方滙富證券有限公司
Rep Type 1 — Dealing in securities 2014-05-14 2014-05-14
Oriental Wealth Futures Limited
東方滙富期貨有限公司
Rep Type 2 — Dealing in futures contracts 2014-05-14 2014-05-14
Oriental Wealth Securities Limited
東方滙富證券有限公司
RO Type 1 — Dealing in securities 2014-05-14 2014-12-17
Oriental Wealth Futures Limited
東方滙富期貨有限公司
RO Type 2 — Dealing in futures contracts 2014-05-14 2014-12-17
Oriental Wealth Securities Limited
東方滙富證券有限公司
RO Type 1 — Dealing in securities 2012-11-29 2013-09-01
Oriental Wealth Futures Limited
東方滙富期貨有限公司
RO Type 2 — Dealing in futures contracts 2012-11-29 2013-09-01
Oriental Wealth Securities Limited
東方滙富證券有限公司
Rep Type 1 — Dealing in securities 2009-09-14 2012-11-29
Oriental Wealth Futures Limited
東方滙富期貨有限公司
Rep Type 2 — Dealing in futures contracts 2009-07-09 2012-11-29

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