Hou Cheong Lee
李厚昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hou Cheong Lee (李厚昌), a licensed Responsible Officer with CE reference ACN747. Currently licensed at 1 firm(s): Maxa Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-31 | present |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-02 | 2023-09-09 |
| Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-21 | 2023-09-09 |
| Wintech Securities Limited 盈泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-21 | 2018-11-30 |
| China Securities Holdings Limited 中國証券控股有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-09 | 2005-12-18 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-14 | 2004-02-09 |
| Cheer Union Securities Limited 滿好證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-11-13 |
| Cheer Union Securities Limited 滿好證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-12 |
| Cheer Union Securities Limited 滿好證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Cheer Union Securities Limited 滿好證券有限公司 |
RO | Type 9 — Asset management | present | 2003-11-12 |