Ka Chuen Ma
馬家銓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chuen Ma (馬家銓), a licensed Responsible Officer with CE reference ACN826. Currently licensed at 1 firm(s): Tiger Brokers (HK) Global Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-25 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-05-12 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-09 | 2023-05-12 |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-02 | 2023-09-25 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-04-26 | 2018-09-30 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-13 | 2018-10-18 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-13 | 2018-05-09 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2013-04-09 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-02 | 2013-04-09 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-09 | 2006-12-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-19 | 2006-12-16 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-01 |