Kevin Yi Zhang
張奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Yi Zhang (張奕), a licensed Responsible Officer with CE reference ACN914. Currently licensed at 1 firm(s): Hereditas Capital Management (Asia) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2019-04-01 | present |
| Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2019-04-01 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | present | 2009-02-16 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-01-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-01-05 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-01-05 |