Richard Kirby Taylor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Kirby Taylor ( ), a licensed former licensee with CE reference ACO169. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GRE Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2020-10-15 | 2022-08-15 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-23 | 2020-04-03 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-23 | 2020-04-03 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-21 | 2018-04-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-19 | 2018-04-23 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2020-04-03 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2020-04-03 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2005-03-08 |