Siu Ling Au
區少玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling Au (區少玲), a licensed Responsible Officer with CE reference ACO196. Currently licensed at 1 firm(s): AFG Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AFG Securities Limited 高鉦証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-03 | present |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-04 | 2017-07-31 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-05-04 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-07 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-07 |