John Lawrence Sigerson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Lawrence Sigerson ( ), a licensed former licensee with CE reference ACP520. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2019-01-25 | 2023-12-07 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-06 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-06 | 2018-12-11 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2015-10-06 | 2018-12-11 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-12-19 | 2016-06-30 |
| Funderstone Securities Limited | RO | Type 1 — Dealing in securities | 2014-03-28 | 2023-12-07 |
| Funderstone Futures Limited | RO | Type 2 — Dealing in futures contracts | 2014-03-28 | 2023-12-07 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2014-03-28 | 2023-12-07 |
| Funderstone Futures Limited | RO | Type 5 — Advising on futures contracts | 2014-03-28 | 2023-12-07 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2014-03-28 | 2023-12-07 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2014-03-28 | 2023-12-07 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2014-03-28 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2014-03-28 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2014-03-28 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2014-03-28 |