Kai Yee Law
羅啟義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yee Law (羅啟義), a licensed former licensee with CE reference ACP527. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-11-27 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-11-27 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2008-11-27 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-29 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-07-29 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-29 |