Wai Kee Jim
詹偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kee Jim (詹偉基), a licensed former licensee with CE reference ACP563. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-16 | 2021-07-27 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-04-16 | 2021-07-27 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-30 | 2011-12-31 |