Chi Wai Yim
閻志慰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Yim (閻志慰), a licensed former licensee with CE reference ACQ102. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | 2023-04-28 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 — Dealing in securities | present | 2021-03-31 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-08 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-08 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-08 |