Siu Kee Lok
駱兆基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kee Lok (駱兆基), a licensed former licensee with CE reference ACQ301. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-12 | 2026-03-13 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-11-12 | 2026-03-13 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-11 | 2025-11-12 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-11 | 2025-11-12 |
| Grand View Securities Limited 宏滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-16 | 2024-05-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2011-10-26 | 2016-12-06 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-21 | 2016-12-06 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-24 | 2016-12-06 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-27 | 2007-12-01 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-27 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-24 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-24 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-24 |