Robin Adam Green
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robin Adam Green ( ), a licensed former licensee with CE reference ACQ540. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-20 | 2017-07-05 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-01-29 | 2017-08-31 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-11 | 2017-08-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-09 | 2009-07-22 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-09 | 2009-07-22 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-09 | 2009-07-22 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-10-09 | 2009-07-22 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-07-08 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-08 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
RO | Type 9 — Asset management | present | 2003-07-08 |