Thomas William Ashworth

CE No. ACQ696 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas William Ashworth (), a licensed former licensee with CE reference ACQ696. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Brooke Capital Limited
RO Type 4 — Advising on securities 2011-09-30 2012-04-02
Brooke Capital Limited
RO Type 9 — Asset management 2011-09-30 2014-05-07
Adept Capital Partners Advisers Limited RO Type 9 — Asset management 2007-02-28 2010-12-31
MIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司
RO Type 1 — Dealing in securities 2003-07-29 2006-07-06
MIB Futures (Hong Kong) Limited
馬銀期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2003-07-29 2006-07-06

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